Discussion of Managing Risks:
This course reviews the many responsibilities and duties of the Broker and provides methods and techniques for minimizing the risks of managing, supervising, and training Licensees. Scenarios are presented to encourage the Broker to consider how the Broker should have handled situations to properly manage affiliate Licensees while minimizing risks to the Firm and Broker.
This course meets the following requirements:
It can be taken by any Licensee (Salesperson, Broker, CAM, Associate Broker) for regular CE credit. Upon completion it provides a total of 3 hours credit.